Clark At Large

Recent Headlines

• FINRA Issues Warning on Green Energy Scams January 5, 2010
  Con artists using latest technology to run “pump and dump” and Ponzi schemes. […]
• SEC’s Exam Division Gets New Director January 4, 2010
  The SEC has appointed Carlo V. di Florio as director of the agency’s embattled Office of Compliance Inspections and Examinations, which received a lot of scrutiny from Congress and the industry for failing to detect the Bernie Madoff Ponzi scheme. […]
• FSI Comments on FINRA Rule 2510 Discretionary Account Change January 3, 2010
  Asks FINRA to keep old NASD rule provisions […]
• Editor’s Choice for the Week of January 4, 2010: ‘Twas Poor Reg That Spawned the Recession, Sayeth the Fed Chairman January 3, 2010
  What's happening this week. […]
• Bernanke Says Lax Regulation Caused Housing Bubble January 3, 2010
  The “blunt tool” of easy monetary policy not to blame, Fed chief says […]
• Money Flows in 2010: Searching for Alpha, January 2010 January 3, 2010
  There are a lot of nervous investors around as we begin a New Year and decade. […]
• Formulas for Success: Ten Things to Do Now December 31, 2009
  Incremental improvements can have a profound impact. […]
• Retirement Planning: Retirement Income a Riddle December 31, 2009
  Advisors are still searching for best method to deliver retirement income. […]
• Insurance Update: Dead to Rights December 31, 2009
  When it makes sense for clients to get a settlement on their policies. […]
• B/D Briefing: Alignment Time December 31, 2009
  A chat with Patrick McEvoy, CEO of Woodbury. […]